Droit

Droit is a regulatory compliance platform that serves financial institutions by integrating regulatory knowledge into their trading and investment decision-making processes. The company's core offering, Adept, is designed to help banks, wealth managers, and other financial entities navigate the complex web of regulations across different markets and jurisdictions. Adept analyzes incoming transactions and investment opportunities to determine their compliance with relevant regulations and internal policies before execution. This pre-trade compliance check ensures that all obligations are met, reducing the risk of non-compliance.

In the post-trade phase, Droit's platform provides reporting and tracking mechanisms, enabling stakeholders to validate their decisions by tracing them back to the source information that guided their actions. This digital audit trail enhances transparency and auditability within financial institutions.

Key customers and partnerships 

Droit's regulatory automation solutions cater to capital markets, wealth management, and other regulated industries. As of March 2023, the company's client base included prominent financial heavyweights such as Wells Fargo, Goldman Sachs, and UBS. 

In May 2024, Droit announced a partnership with FINBOURNE, a cloud-based investment data management software. The collaboration between Droit and FINBOURNE would enable Droit to enhance its Position Reporting product by integrating it with FINBOURNE's LUSID platform. This partnership aimed to streamline and simplify the complex and costly process of meeting position reporting obligations, helping Droit provide more accurate and efficient regulatory compliance solutions for its clients.